-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nl22qTk9io/lIWRxZ57Q+1WMbMVkIQc7fgi/rdaBLwi+FBFzH8utIagxdB0lon7O 2Nj0XoHtHtQIP43drAmsmQ== 0000897101-98-000174.txt : 19980218 0000897101-98-000174.hdr.sgml : 19980218 ACCESSION NUMBER: 0000897101-98-000174 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DEPARTMENT 56 INC CENTRAL INDEX KEY: 0000902270 STANDARD INDUSTRIAL CLASSIFICATION: POTTERY & RELATED PRODUCTS [3260] IRS NUMBER: 133684956 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43517 FILM NUMBER: 98543655 BUSINESS ADDRESS: STREET 1: ONE VILLAGE PL STREET 2: 6436 CITY W PKWY CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6129445600 MAIL ADDRESS: STREET 1: ONE VILLAGE PLACE STREET 2: 6436 CITY WEST PKWY CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAZINET EDWARD R CENTRAL INDEX KEY: 0000940059 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: LAKE CALHOUN EXECUTIVE CTR STREET 2: 3033 EXCELSIOR BLVD STE 315 CITY: MINNEAPOLIS STATE: MN ZIP: 55405 BUSINESS PHONE: 6129295334 MAIL ADDRESS: STREET 1: C/O DEPARTMENT 56 INC ONE VILLAGE PLACE STREET 2: 6436 CITY WEST PARKWAY CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* Department 56, Inc. ------------------- (Name of Issuer) Common Stock, $.01 par value ---------------------------- (Title of Class Securities) 249509100 --------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) SCHEDULE 13G - -------------------------- ------------------------- CUSIP No. 249509100 Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SS. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Edward R. Bazinet - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a)|_| (b)|X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 690,810 -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 50,000 (Beneficial Ownership Disclaimed) -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 690,810 -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 50,000 (Beneficial Ownership Disclaimed) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 690,810 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN |X| SHARES (See Instructions) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- ITEM 1(a) Name of Issuer: Department 56, Inc. ITEM 1(b) Address of Issuer's Principal Executive Offices: One Village Place 6436 City West Parkway Eden Prairie, Minnesota 55344 ITEM 2(a) Name of Person Filing: Edward R. Bazinet ITEM 2(b) Address of Principal Business Office or, if none, Residence: Lake Calhoun Executive Center 3033 Excelsior Boulevard, Suite 315 Minneapolis, Minnesota 55405 ITEM 2(c) Citizenship: U.S.A. ITEM 2(d) Title of Class of Securities: Common Stock, $.01 par value ITEM 2(e) CUSIP Number: 249509100 ITEM 3 Not applicable. ITEM 4 Ownership. The following information is as of December 31, 1997: (a) Amount Beneficially Owned: 690,810 shares Does not include 50,000 shares held by Edward R. Bazinet Foundation, of which Mr. Bazinet is a director, as to which shares Mr. Bazinet disclaims beneficial ownership. (b) Percent of Class 3.4 % Does not include 50,000 shares held by Edward R. Bazinet Foundation, of which Mr. Bazinet is a director, as to which shares Mr. Bazinet disclaims beneficial ownership. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 690,810 (ii) shared power to vote or to direct the vote 50,000 (Beneficial Ownership Disclaimed) (iii) sole power to dispose or to direct the disposition of 690,810 (iv) shared power to dispose or to direct the disposition of 50,000 (Beneficial Ownership Disclaimed) ITEM 5 Ownership of Five Percent or Less of a Class. As of December 31, 1997 the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities. ITEM 6 Ownership of More than Five Percent on Behalf of Another Person. Not applicable. ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. ITEM 8 Identification and Classification of Members of Group. Not applicable. ITEM 9 Notice of Dissolution of Group. Not applicable. ITEM 10 Certification. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 1998 By /s/ Edward R. Bazinet ------------------------------------ Edward R. Bazinet -----END PRIVACY-ENHANCED MESSAGE-----